Securities Enforcement Forum
New York 2025
New York, NY 10019
Event summary
Cooley is a proud sponsor of the Securities Enforcement Forum New York 2025, a unique one-day conference that brings together current and former senior US Securities and Exchange Commission (SEC) officials, securities enforcement and white-collar lawyers, in-house counsel and compliance executives, and other top professionals in the field. Thirteen years in the making, this will be the first-ever Securities Enforcement Forum held in New York (this event has been held annually in Washington, DC, San Francisco and/or Chicago since 2012). The event will be available for attendees to view live online.
The forum will showcase two extraordinary keynote Q&A discussions with Sanjay Wadhwa, acting director of the SEC’s Division of Enforcement, and Antonia Apps, regional director of the SEC’s New York office.
The conference’s stellar faculty – including seven SEC enforcement officials from the New York office, six former SEC enforcement directors, and a total of nearly 50 other luminaries in the securities enforcement field – will discuss the most pressing and critical topics in securities enforcement, including cryptocurrency, whistleblowers, financial and accounting fraud, the impact of artificial intelligence (AI), advanced litigation and investigation strategies, managing SEC-related criminal matters, financial firms, insider trading, climate, cybersecurity, and much more.
Approximately 7 hours of continuing legal education (CLE) credit will be available to attendees in certain states (pending in Delaware and reciprocal states, including New York).
Featured agenda item
10:45 – 11:30 am EST
NYC Alphabet Soup: Defending Parallel Investigations Involving the SEC, SDNY, EDNY, NYAG and the List Goes On
Cooley partner Rebekah Donaleski is a featured speaker on this panel.
For more information, please email Kelsey O’Connell.
Use code COOLEY212NY at checkout for complimentary registration for the virtual event.
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